Democratic Dentist

Sales involves negotiations between two parties

Important terms to consider for negotiations

Chapter 3
BATNA - Best alternative to a negotiated agreement
Reservation Point
Target Point
Negotiation dance - Process of making offer and then reaching mutually agreeable settlement
Bargaining Zone (ZOPA)- Region between each party’s reservation point
Suboptimal - Negotiators are worse off by not reaching an agreement
Negative bargaining zone - Offers no positive overlap between parties’ reservation points
Bargaining surplus - amount of overlap between reservation points.  Measures bargaining zone
Negotiator’s surplus - positive difference between reservation point and settlement outcome
Mixed motive - motivated to cooperate to ensure settlement reached in positive bargaining zone.  Motivated to compete to obtain as much bargaining surplus as possible.

Pattern of concessions
                        Quid pro quo - Back and forth concession between parties
                        Unilateral - One way
                        Bilateral - Both ways
Set high aspirations (Be realistic, but optimistic)
            Anchor point - High initial offers (aspiration) that sway negotiation in one party’s favor
            Winner’s curse - First offer is immediately accepted by other side b/c too generous
            Boulwarism - Making your first offer, the final offerPie Slicing Strategies

Silence
GRIT model (Gradual Reduction in Tension) - Based on reciprocity
Concession made by first party is significant, but not so much that if the other party does not reciprocate, you’re not at a big disadvantage
Black Hat (BH) - Tough stance
White Hat (WH) - Softer stance
Timing of Concessions 
                        Immediate, gradual or delayed
                        Gradual concessions = Hi buyer satisfaction b/c they felt they earned the deal
8.  Use an objective-appearing rationale to support
            Gets other to buy into reasoning
            Use diction “fair” and “compromise”
9.  Appeal to Norms of Fairness
            Fairness is hot button b/c most negotiator’s want to be fair
10.  Don’t’ fall for even split ploy
            B/c based on arbitrarily arrived at values

Chapter 11

Explicit negotiations - people seek to reach a mutual agreement in terms of a binding contract
Tacit negotiation - Without contracts and explicit negotiations.  Fate determined by the action they take, and the action taken by others.
2 main type of negotiation situations
Cooperative
            Contract explicit
            Mutual understanding
            Negotiate via proposals and counter proposals
            People usually come to the table voluntarily
Noncooperative
            Contract is tacit
            People often do not know what others will do
            Negotiate through their behaviors and actions
            People pulled into negotiations without wanting to be
tunnel vision

Escalation of Commitment
            Escalation of commitment - tendency of negotiators to persist in losing course of action
            Personal escalation dilemmas - involves only one person, eg gambling
            Interpersonal escalation dilemmas - involve two or more people in competitive relationship
                        eg union strikes
Avoiding Escalation of Commitment
            Set limits, stick to to BATNA
            Avoid  - get several perspectives on situation
            Recognize sunk costs
            Diversify responsibility and authority
            Redefine situation                             

 

Chapter 2 - Preparation before a negotiaion

Self-Assessment
            What do I want?
            Reactive devaluation - “grass is greener”, not wanting what the other party is giving
            Focal Point - Arbitrary reservation point, fake, made up during negotiation
            Create equivalent packages of offers
                        Give impression that you’re not a positional negotiator.
            Strategic Risk - Riskiness of tactics used at the bargaining table.
            BATNA Risk - Maybe BATNA is a job you haven’t interviewed for yet
            Contractual risk - willingness of other party to honor its terms
Endowment Effects - Someone who possesses an object may have a reference point that reflects their endowment, or that they own the object
            Counterfactual thinking - Thinking about what might have been
            Sure thing principle - If X is preferred to Y no matter whether A happens or not, pick X
                        Often violated because people don’t look ahead to outcome of each possible
            Overconfidence - Believing 3rd party negotiator will find in one’s own favor.

Party – person who acts in accord with their preferences
Hidden Table – Party that is part of negotiation, but not at negotiation party
Monolithic – Whether parties on the same side of table are in agreement
Consensus Conflict – One person’s beliefs are incompatible with anothers
Scarce Resource Competition – People vie for limited resources
Dispute resolution – claim made by one party and rejected by another party
Linkage Effects – Some negotiations effect other negotiations
Ratification – needing contract approved by another body or group
Shortest final deadline counts for both sides
            Rate of concessions increase as deadline approaches
            Set a final deadline to avoid time related costs
            Time Horizon – time between end of negotiation and realization of negotiated elements
Better to hold negotiations at your place if possible
Both sides must have power for a negotiation to take place
Precedent is important                         

Chapter 5

Adjucation – Disputants present evidence and arguments to a neutral 3rd party who has power to hand down binding decision.
2 Types of power approaches
            Threats
            Contests – parties take action to determine who will prevail
Expect your style to be reciprocated
To move opponent towards interest based negotiations

  1. Do not reciprocate their style
  2. Provide opportunities to meet in person
  3. Stay focused on the issues, don’t attack other person’s character
  4. Reward interest based behavior with concessions
  5. Reciprocate, but combine with interest based questions or proposals
  6. Agree to talk
  7. Cooling off periods
  8. parphrasing
  9. Label the Rights or Power strategy the opponent is using
  10. Structural strategies

Multisetp negotiation process – When dispute not resolved one level, it moves up chain in org
Wise Counselor – senior eexecutive
Loop Back procedures
            Looping back from rights
                        Information procedures
                        Minitrials – have unbiased lawyers present each side to neutral judge/advisor
                        Advisory procedures
            Loop back from power
                        Crisis procedures
            3rd party intervention

Med-arb – mediator serves as arbitrator
Arb med – arbitrator makes decision and puts in sealed envelope on table to motivate

Notification and consultation – prevent disputes
Forum – institutionalizing consultaitonand post dispute analysis

Rights and Power can be appropriate approaches
            Other party refuses to come to table
            Negotiations are at an impasse
           
Social Dilemma - People engage in behaviors that maximize self-interest but lead to collective disaster such as a bidding war or negative campaign
            Differences from prisoner’s dilemma
                        Multiple people.
                        Costs of defection are spread out upon multiple parties
                        Greater risk and more uncertainty –> People behave more greedily
                        Provide anonymity - people feel less accountable
                        People have less control over the situation
            Tragedy of the commons
Doing something is good for you and doesn’t harm environment noticably, but if everyone follows suit, then harms environment big time
            Types of Social Dilemmas
                        Resource conservation (collective traps) - eg environment
                        Public goods dilemmas (collective fences) - eg Not pay taxes, join union etc.
            Kinds of Social Dilemmas
Intraorganizational - Taking resources and budget fixing, giving committe work and recognition
                        Extra “ - Taking price/brand competition, overharvesting, pollution
                                    - contributing - paying taxes, public television
            Competitive advertising
            Building Cooperation in Social Dilemmas
                        Structural strategies
                                    Align incentives that promote cooperation
                                    Monitor behavior
                                    Regulation - Govt. intervention
                                    Privatization - Govt handing land to private individuals
                                    Tradable permits - Total allowable fish to be \
                        Psychological strategies
                                    Psychological contract
                                                Norm of commitment - people feel psychologically committed to word
                                    Superordinate Goals - Set appropriate behavior & people more likely to follo
Communication - If people communicate before making decision, then people make better decisions
                                    Personalize others - people will defect against dehumanized bureaucracy
                                    Social sanctions - let people know your intentions
                                    Focus on benefits fo cooperation
            Encouraging Cooperation when its illegal to cooperate
                        Keep your strategy simple so competitors can predict your behavior
                        Signal competitors via your actions
                        Do not be the first to defect
                        Focus on your payoffs, not your payoffs relative to others
                        Be sensitive to egocentric bias - people see own actions as more cooperative vs others
Volunteer dilemma - 1 person sacrifices interests for good of group.  E.g. designate dtree

Ultimatum Dilemma - $100 bill splitting
            Subgame perfect equilibrium - rational within each period of the game

Prisoner’s Dilemma - 2 person
            One shot
                        Dominance detection- Both sides pick confession
                        Equilibrium outcome - outcome determined by the decisions of both sides
                        Defection!
            Repeated interaction
Backward induction - person decides what to do by looking backward from last stage of game
                        Defection! remains the dominant course of action
            Infinite interaction
                        cooperate
            Common myths about interdependent decision making
            You can outsmart opponent
            Play tough - Bad, will escalate conflict
            It’s a game of chance anyways

Ways to recover from a defection
            Make situational attributions - accept some blame for situation
            Make small steps toward cooperation GRIT
            Let other party get even or catch up
            Make decisions at same time as opponent - helps induce cooperation                                                                                       

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